To strengthen risk monitoring, Front-End Monitor offers a full range of risk management capabilities allowing users to keep an all encompassing overview of stock positions and credit limits of brokers and clients in real time. In case of limit violation, sound alarm and color signal will be activated to alert the users.

• Limit control: From clients to counterparties, limits can be defined based on criteria ranging from credit requirement and stock position to accumulative limit and single transaction limit

• Client Monitor: Multi-window design enables monitoring of NAV and Daily Turnover of all clients' accounts and viewing individual account details all at a time

• Client Enquiry: Client Enquiry window displays account information on Credit Limit, Opening Balance, Cash In/Out, Trade Day Net Balance, Credit Risk, Pending Transactions, Margin Value and Available Credit 

• Broker Monitor & Enquiry: The monitor displays details of Holding Value, Daily Turnover and Credit Balance of all designated execution brokers and supports enquiry of individual broker details

• Risk Alert Monitor: Information of trading limit set by each brokers, daily turnover and remaining credit can be accessed via the Risk Alert Monitor. Users will be alerted when the remaining credit of a broker is close to risk level

• Stock Monitor & Enquiry: To support position exposure monitoring, the monitor offers access to details on Holding Value, Turnover and Ratio of all stocks held by clients and brokers. Stock Enquiry function separates the display of stock holdings by clients and brokers offering full information of each client and broker

• Order Monitor: Via the monitor, users can keep track with the life cycle of each orders including time of order entry and execution, filled and unfilled quantity, as well as modifications requested by the client. Order details of each client account can also be exported to file to support order notifications, where necessary

• Broker Performance Monitor: To ensure brokers execute orders within reasonable period of time, the monitor offers graphical display of order queuing time. Warning will be activated when queuing time exceeds designated time limit

• Manual Approval: Orders that violate pre-defined limit will be rejected by the system for further processing. Rejected orders can be reviewed and approved manually via the Front-End Monitor

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